Bank, securities and stock market law - BMEGT55M009

The course aims to provide students with a comprehensive overview of banking law and capital market law. During the course, besides the current Hungarian regulation, we pay increased attention to international trends and the legal development of the European Union’s leglislation. Students will learn basic banking, securities, stock market con-cepts, and regulatory areas (e.g., banking and capital market supervision, compliance, financial and investment transactions, etc.). Besides, they can learn about new challenges such as financial innovation (Fintech) and current related economic criminal law issues.

1. the basic concepts of banking law, the organizational and operational regulations concerning the financial intermediation system
2. regulation of financial, capital market, and investment services
3. the regulation of individual securities and the domestic and EU system of capital market leg-islation
4. current regulatory issues for financial innovation (Fintech)
5. provisions of criminal economic law relevant to the course's subject (e.g., insider dealing and market power abuse).

1. to review the system and context of banking, securities, and capital market regulations
2. make proper use of the basic concepts of banking law, securities law, and capital market law
3. the interpretation and application of essential banking and capital market law provisions.

1. thinks consciously and responsibly in the field of finance law.
2. is open to critical self-assessment, active learning methods, experimental style.

1. -

The subject's teaching is based on the presentation of the banking system, securities, stock exchange law regu-lation, their connections, and some challenges. In addition to the transfer of knowledge, we illustrate through practical examples, and students can conduct research based on independent work.

• Előadásanyagok, jegyzet.

The assessment of the learning outcomes outlined in point 2.2. is based on two mid-term tests. To complete a subject, it is required to achieve at least 50% based on the combined results of the mid-term tests and to attend at least 70% of the lectures. Completing the assigned tasks allows for an additional 20% of points.

Mid-term tests: the complex, written assessment of the students’ knowledge and skill type competencies in the form of a written test or online test questions. The test may consist of test questions that assess the interpretation of individual concepts and the recognition of relationships between them, and essay questions that evaluate lexical knowledge and the ability to synthesize information. The time allotted for the test is 30 to 90 minutes.

• Mid-term tests: 100
• partial performance evaluation (homework): 20

According to TVSz.

To achieve the learning outcomes set out in 2.2, the subject consists of the following thematic blocks. The syllabuses of the courses announced in each semester will be scheduled according to the calendar and other constraints.